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Chapter聽23.聽Precision Math - MySQL 5.0参考手册英文版

Chapter聽23.聽Precision Math

MySQL 5.1 provides support for precision math: numeric value handling that results in extremely accurate results and a high degree control over invalid values. Precision math is based on these two features:

  • SQL modes that control how strict the server is about accepting or rejecting invalid data.

  • The MySQL library for fixed-point arithmetic.

These features have several implications for numeric operations:

  • Precise calculations: For exact-value numbers, calculations do not introduce floating-point errors. Instead, exact precision is used. For example, a number such as .0001 is treated as an exact value rather than as an approximation, and summing it 10,000 times produces a result of exactly 1, not a value that merely 鈥close鈥 to 1.

  • Well-defined rounding behavior: For exact-value numbers, the result of ROUND() depends on its argument, not on environmental factors such as how the underlying C library works.

  • Platform independence: Operations on exact numeric values are the same across different platforms such as Windows and Unix.

  • Control over handling of invalid values: Overflow and division by zero are detectable and can be treated as errors. For example, you can treat a value that is too large for a column as an error rather than having the value truncated to lie within the range of the column's data type. Similarly, you can treat division by zero as an error rather than as an operation that produces a result of NULL. The choice of which approach to take is determined by the setting of the sql_mode system variable.

An important result of these features is that MySQL 5.1 provides a high degree of compliance with standard SQL.

The following discussion covers several aspects of how precision math works (including possible incompatibilities with older applications). At the end, some examples are given that demonstrate how MySQL 5.1 handles numeric operations precisely. For information about using the sql_mode system variable to control the SQL mode, see Section聽5.2.6, 鈥淪QL Modes鈥.

23.1.聽Types of Numeric Values

The scope of precision math for exact-value operations includes the exact-value data types (DECIMAL and integer types) and exact-value numeric literals. Approximate-value data types and numeric literals still are handled as floating-point numbers.

Exact-value numeric literals have an integer part or fractional part, or both. They may be signed. Examples: 1, .2, 3.4, -5, -6.78, +9.10.

Approximate-value numeric literals are represented in scientific notation with a mantissa and exponent. Either or both parts may be signed. Examples: 1.2E3, 1.2E-3, -1.2E3, -1.2E-3.

Two numbers that look similar need not be both exact-value or both approximate-value. For example, 2.34 is an exact-value (fixed-point) number, whereas 2.34E0 is an approximate-value (floating-point) number.

The DECIMAL data type is a fixed-point type and calculations are exact. In MySQL, the DECIMAL type has several synonyms: NUMERIC, DEC, FIXED. The integer types also are exact-value types.

The FLOAT and DOUBLE data types are floating-point types and calculations are approximate. In MySQL, types that are synonymous with FLOAT or DOUBLE are DOUBLE PRECISION and REAL.

23.2.聽DECIMAL Data Type Changes

This section discusses the characteristics of the DECIMAL data type (and its synonyms) in MySQL 5.1, with particular regard to the following topics:

  • Maximum number of digits

  • Storage format

  • Storage requirements

  • The non-standard MySQL extension to the upper range of DECIMAL columns

Possible incompatibilities with applications that are written for older versions of MySQL are noted throughout this section.

The declaration syntax for a DECIMAL column is DECIMAL(M,D). The ranges of values for the arguments in MySQL 5.1 are as follows:

  • M is the maximum number of digits (the precision). It has a range of 1 to 65. (Older versions of MySQL allowed a range of 1 to 254.)

  • D is the number of digits to the right of the decimal point (the scale). It has a range of 0 to 30 and must be no larger than M.

The maximum value of 65 for M means that calculations on DECIMAL values are accurate up to 65 digits. This limit of 65 digits of precision also applies to exact-value numeric literals, so the maximum range of such literals is different from before. (In older versions of MySQL, decimal values could have up to 254 digits. However, calculations were done using floating-point and thus were approximate, not exact.)

Values for DECIMAL columns in MySQL 5.1 are stored using a binary format that packs nine decimal digits into four bytes. The storage requirements for the integer and fractional parts of each value are determined separately. Each multiple of nine digits requires four bytes, and any digits left over require some fraction of four bytes. For example, a DECIMAL(18,9) column has nine digits on either side of the decimal point, so the integer part and the fractional part each require four bytes. A DECIMAL(20,10) column has ten digits on either side of the decimal point. Each part requires four bytes for nine of the digits, and one byte for the remaining digit.

The storage required for leftover digits is given by the following table:

Leftover DigitsNumber of Bytes
00
11
21
32
42
53
63
74
84
94

Unlike some older versions of MySQL (prior to 5.0.3), DECIMAL columns in MySQL 5.1 do not store a leading + character or leading 0 digits. If you insert +0003.1 into a DECIMAL(5,1) column, it is stored as 3.1. Applications that rely on the older behavior must be modified to account for this change.

DECIMAL columns in MySQL 5.1 do not allow values larger than the range implied by the column definition. For example, a DECIMAL(3,0) column supports a range of -999 to 999. A DECIMAL(M,D) column allows at most MD digits to the left of the decimal point. This is not compatible with applications relying on older versions of MySQL that allowed storing an extra digit in lieu of a + sign.

The SQL standard requires that the precision of NUMERIC(M,D) be exactly M digits. For DECIMAL(M,D), the standard requires a precision of at least M digits but allows more. In MySQL, DECIMAL(M,D) and NUMERIC(M,D) are the same, and both have a precision of exactly M digits.

For more detailed information about porting applications that rely on the old treatment of the DECIMAL data type, see the MySQL 5.0 Reference Manual.

23.3.聽Expression Handling

With precision math, exact-value numbers are used as given whenever possible. For example, numbers in comparisons are used exactly as given without a change in value. In strict SQL mode, for INSERT into a column with an exact data type (DECIMAL or integer), a number is inserted with its exact value if it is within the column range. When retrieved, the value should be the same as what was inserted. (Without strict mode, truncation for INSERT is allowable.)

Handling of a numeric expression depends on what kind of values the expression contains:

  • If any approximate values are present, the expression is approximate and is evaluated using floating-point arithmetic.

  • If no approximate values are present, the expression contains only exact values. If any exact value contains a fractional part (a value following the decimal point), the expression is evaluated using DECIMAL exact arithmetic and has a precision of 65 digits. (The term 鈥exact鈥 is subject to the limits of what can be represented in binary. For example, 1.0/3.0 can be approximated in decimal notation as .333..., but not written as an exact number, so (1.0/3.0)*3.0 does not evaluate to exactly 1.0.)

  • Otherwise, the expression contains only integer values. The expression is exact and is evaluated using integer arithmetic and has a precision the same as BIGINT (64 bits).

If a numeric expression contains any strings, they are converted to double-precision floating-point values and the expression is approximate.

Inserts into numeric columns are affected by the SQL mode, which is controlled by the sql_mode system variable. (See Section聽5.2.6, 鈥淪QL Modes鈥.) The following discussion mentions strict mode (selected by the STRICT_ALL_TABLES or STRICT_TRANS_TABLES mode values) and ERROR_FOR_DIVISION_BY_ZERO. To turn on all restrictions, you can simply use TRADITIONAL mode, which includes both strict mode values and ERROR_FOR_DIVISION_BY_ZERO:

mysql> SET sql_mode='TRADITIONAL';

If a number is inserted into an exact type column (DECIMAL or integer), it is inserted with its exact value if it is within the column range.

If the value has too many digits in the fractional part, rounding occurs and a warning is generated. Rounding is done as described in Section聽23.4, 鈥淩ounding Behavior鈥.

If the value has too many digits in the integer part, it is too large and is handled as follows:

  • If strict mode is not enabled, the value is truncated to the nearest legal value and a warning is generated.

  • If strict mode is enabled, an overflow error occurs.

Underflow is not detected, so underflow handing is undefined.

By default, division by zero produces a result of NULL and no warning. With the ERROR_FOR_DIVISION_BY_ZERO SQL mode enabled, MySQL handles division by zero differently:

  • If strict mode is not enabled, a warning occurs.

  • If strict mode is enabled, inserts and updates involving division by zero are prohibited, and an error occurs.

In other words, inserts and updates involving expressions that perform division by zero can be treated as errors, but this requires ERROR_FOR_DIVISION_BY_ZERO in addition to strict mode.

Suppose that we have this statement:

INSERT INTO t SET i = 1/0;

This is what happens for combinations of strict and ERROR_FOR_DIVISION_BY_ZERO modes:

sql_mode ValueResult
'' (Default)No warning, no error; i is set to NULL.
strictNo warning, no error; i is set to NULL.
ERROR_FOR_DIVISION_BY_ZEROWarning, no error; i is set to NULL.
strict,ERROR_FOR_DIVISION_BY_ZEROError condition; no row is inserted.

For inserts of strings into numeric columns, conversion from string to number is handled as follows if the string has non-numeric contents:

  • A string that does not begin with a number cannot be used as a number and produces an error in strict mode, or a warning otherwise. This includes the empty string.

  • A string that begins with a number can be converted, but the trailing non-numeric portion is truncated. If the truncated portion contains anything other than spaces, this produces an error in strict mode, or a warning otherwise.

23.4.聽Rounding Behavior

This section discusses precision math rounding for the ROUND() function and for inserts into columns with exact-value types (DECIMAL and integer).

The ROUND() function rounds differently depending on whether its argument is exact or approximate:

  • For exact-value numbers, ROUND() uses the 鈥round half up鈥 rule: A value with a fractional part of .5 or greater is rounded up to the next integer if positive or down to the next integer if negative. (In other words, it is rounded away from zero.) A value with a fractional part less than .5 is rounded down to the next integer if positive or up to the next integer if negative.

  • For approximate-value numbers, the result depends on the C library. On many systems, this means that ROUND() uses the 鈥round to nearest even鈥 rule: A value with any fractional part is rounded to the nearest even integer.

The following example shows how rounding differs for exact and approximate values:

mysql> SELECT ROUND(2.5), ROUND(25E-1);
+------------+--------------+
| ROUND(2.5) | ROUND(25E-1) |
+------------+--------------+
| 3          |            2 |
+------------+--------------+

For inserts into a DECIMAL or integer column, the target is an exact data type, so rounding uses 鈥round half up,鈥 regardless of whether the value to be inserted is exact or approximate:

mysql> CREATE TABLE t (d DECIMAL(10,0));
Query OK, 0 rows affected (0.00 sec)

mysql> INSERT INTO t VALUES(2.5),(2.5E0);
Query OK, 2 rows affected, 2 warnings (0.00 sec)
Records: 2  Duplicates: 0  Warnings: 2

mysql> SELECT d FROM t;
+------+
| d    |
+------+
| 3    |
| 3    |
+------+

23.5.聽Precision Math Examples

This section provides some examples that show precision math query results in MySQL 5.1.

Example 1. Numbers are used with their exact value as given when possible:

mysql> SELECT .1 + .2 = .3;
+--------------+
| .1 + .2 = .3 |
+--------------+
|            1 |
+--------------+

For floating-point values, results are inexact:

mysql> SELECT .1E0 + .2E0 = .3E0;
+--------------------+
| .1E0 + .2E0 = .3E0 |
+--------------------+
|                  0 |
+--------------------+

Another way to see the difference in exact and approximate value handling is to add a small number to a sum many times. Consider the following stored procedure, which adds .0001 to a variable 1,000 times.

CREATE PROCEDURE p ()
BEGIN
  DECLARE i INT DEFAULT 0;
  DECLARE d DECIMAL(10,4) DEFAULT 0;
  DECLARE f FLOAT DEFAULT 0;
  WHILE i < 10000 DO
    SET d = d + .0001;
    SET f = f + .0001E0;
    SET i = i + 1;
  END WHILE;
  SELECT d, f;
END;

The sum for both d and f logically should be 1, but that is true only for the decimal calculation. The floating-point calculation introduces small errors:

+--------+------------------+
| d      | f                |
+--------+------------------+
| 1.0000 | 0.99999999999991 |
+--------+------------------+

Example 2. Multiplication is performed with the scale required by standard SQL. That is, for two numbers X1 and X2 that have scale S1 and S2, the scale of the result is S1 + S2:

mysql> SELECT .01 * .01;
+-----------+
| .01 * .01 |
+-----------+
| 0.0001    |
+-----------+

Example 3. Rounding behavior is well-defined:

Rounding behavior (for example, with the ROUND() function) is independent of the implementation of the underlying C library, which means that results are consistent from platform to platform.

Rounding for exact-value columns (DECIMAL and integer) and exact-valued numbers uses the 鈥round half up鈥 rule. Values with a fractional part of .5 or greater are rounded away from zero to the nearest integer, as shown here:

mysql> SELECT ROUND(2.5), ROUND(-2.5);
+------------+-------------+
| ROUND(2.5) | ROUND(-2.5) |
+------------+-------------+
| 3          | -3          |
+------------+-------------+

However, rounding for floating-point values uses the C library, which on many systems uses the 鈥round to nearest even鈥 rule. Values with any fractional part on such systems are rounded to the nearest even integer:

mysql> SELECT ROUND(2.5E0), ROUND(-2.5E0);
+--------------+---------------+
| ROUND(2.5E0) | ROUND(-2.5E0) |
+--------------+---------------+
|            2 |            -2 |
+--------------+---------------+

Example 4. In strict mode, inserting a value that is too large results in overflow and causes an error, rather than truncation to a legal value.

When MySQL is not running in strict mode, truncation to a legal value occurs:

mysql> SET sql_mode='';
Query OK, 0 rows affected (0.00 sec)

mysql> CREATE TABLE t (i TINYINT);
Query OK, 0 rows affected (0.01 sec)

mysql> INSERT INTO t SET i = 128;
Query OK, 1 row affected, 1 warning (0.00 sec)

mysql> SELECT i FROM t;
+------+
| i    |
+------+
|  127 |
+------+
1 row in set (0.00 sec)

Howver, an overflow condition occurs if strict mode is in effect:

mysql> SET sql_mode='STRICT_ALL_TABLES';
Query OK, 0 rows affected (0.00 sec)

mysql> CREATE TABLE t (i TINYINT);
Query OK, 0 rows affected (0.00 sec)

mysql> INSERT INTO t SET i = 128;
ERROR 1264 (22003): Out of range value adjusted for column 'i' at row 1

mysql> SELECT i FROM t;
Empty set (0.00 sec)

Example 5: In strict mode and with ERROR_FOR_DIVISION_BY_ZERO set, division by zero causes an error, and not a result of NULL.

In non-strict mode, division by zero has a result of NULL:

mysql> SET sql_mode='';
Query OK, 0 rows affected (0.01 sec)

mysql> CREATE TABLE t (i TINYINT);
Query OK, 0 rows affected (0.00 sec)

mysql> INSERT INTO t SET i = 1 / 0;
Query OK, 1 row affected (0.00 sec)

mysql> SELECT i FROM t;
+------+
| i    |
+------+
| NULL |
+------+
1 row in set (0.03 sec)

However, division by zero is an error if the proper SQL modes are in effect:

mysql> SET sql_mode='STRICT_ALL_TABLES,ERROR_FOR_DIVISION_BY_ZERO';
Query OK, 0 rows affected (0.00 sec)

mysql> CREATE TABLE t (i TINYINT);
Query OK, 0 rows affected (0.00 sec)

mysql> INSERT INTO t SET i = 1 / 0;
ERROR 1365 (22012): Division by 0

mysql> SELECT i FROM t;
Empty set (0.01 sec)

Example 6. Prior to MySQL 5.0.3 (before precision math was introduced), exact-value and approximate-value literals both are converted to double-precision floating-point values:

mysql> SELECT VERSION();
+------------+
| VERSION()  |
+------------+
| 4.1.18-log |
+------------+
1 row in set (0.01 sec)

mysql> CREATE TABLE t SELECT 2.5 AS a, 25E-1 AS b;
Query OK, 1 row affected (0.07 sec)
Records: 1  Duplicates: 0  Warnings: 0

mysql> DESCRIBE t;
+-------+-------------+------+-----+---------+-------+
| Field | Type        | Null | Key | Default | Extra |
+-------+-------------+------+-----+---------+-------+
| a     | double(3,1) |      |     | 0.0     |       |
| b     | double      |      |     | 0       |       |
+-------+-------------+------+-----+---------+-------+
2 rows in set (0.04 sec)

As of MySQL 5.0.3, the approximate-value literal still is converted to floating-point, but the exact-value literal is handled as DECIMAL:

mysql> SELECT VERSION();
+-----------------+
| VERSION()       |
+-----------------+
| 5.1.6-alpha-log |
+-----------------+
1 row in set (0.11 sec)

mysql> CREATE TABLE t SELECT 2.5 AS a, 25E-1 AS b;
Query OK, 1 row affected (0.01 sec)
Records: 1  Duplicates: 0  Warnings: 0

mysql> DESCRIBE t;
+-------+-----------------------+------+-----+---------+-------+
| Field | Type                  | Null | Key | Default | Extra |
+-------+-----------------------+------+-----+---------+-------+
| a     | decimal(2,1) unsigned | NO   |     | 0.0     |       |
| b     | double                | NO   |     | 0       |       |
+-------+-----------------------+------+-----+---------+-------+
2 rows in set (0.01 sec)

Example 7. If the argument to an aggregate function is an exact numeric type, the result is also an exact numeric type, with a scale at least that of the argument.

Consider these statements:

mysql> CREATE TABLE t (i INT, d DECIMAL, f FLOAT);
mysql> INSERT INTO t VALUES(1,1,1);
mysql> CREATE TABLE y SELECT AVG(i), AVG(d), AVG(f) FROM t;

Result before MySQL 5.0.3 (prior to the introduction of precision math in MySQL):

mysql> DESCRIBE y;
+--------+--------------+------+-----+---------+-------+
| Field  | Type         | Null | Key | Default | Extra |
+--------+--------------+------+-----+---------+-------+
| AVG(i) | double(17,4) | YES  |     | NULL    |       |
| AVG(d) | double(17,4) | YES  |     | NULL    |       |
| AVG(f) | double       | YES  |     | NULL    |       |
+--------+--------------+------+-----+---------+-------+

The result is a double no matter the argument type.

Result as of MySQL 5.0.3:

mysql> DESCRIBE y;
+--------+---------------+------+-----+---------+-------+
| Field  | Type          | Null | Key | Default | Extra |
+--------+---------------+------+-----+---------+-------+
| AVG(i) | decimal(14,4) | YES  |     | NULL    |       |
| AVG(d) | decimal(14,4) | YES  |     | NULL    |       |
| AVG(f) | double        | YES  |     | NULL    |       |
+--------+---------------+------+-----+---------+-------+

The result is a double only for the floating-point argument. For exact type arguments, the result is also an exact type.